Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Stubblefield is a financial advisor at UBS Financial Services Inc. Kelly has been in the financial services industry since 2000 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Kelly has a Series 7 and Series 63 license and is registered in Arizona, California, Illinois, New Jersey, and New York. Kelly previously worked at Oppenheimer & Co. Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, U.S. Bancorp Piper Jaffray Inc., and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
02/08/2016 - Present
UBS Financial Services Inc. (PHOENIX AZ)
AZ
12/17/2013 - 11/17/2015
OPPENHEIMER & CO. INC. (SCOTTSDALE AZ)
MO
07/01/2003 - 02/13/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/25/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
03/22/1999 - 10/30/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NJ
10/30/1998 - 03/18/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 07/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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