Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Ann Stefanowicz is a financial advisor who has been in the industry for over 10 years. Kelly is currently registered with Principal Asset Management and holds a Series 6, 7, 10 and 63 license. Kelly has previously worked at Morgan Stanley, UBS Financial Services Inc. and The Vanguard Group. Kelly is a Certified Financial Planner and offers services like asset allocation, model portfolios and portfolio management. Kelly is also a registered investment advisor in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
PA
10/04/2023 - Present
Principal Asset Management (Philadelphia PA)
PA
06/25/2020 - 10/04/2023
MORGAN STANLEY (Philadelphia PA)
PA
11/18/2015 - 06/08/2020
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
PA
11/21/2013 - 12/01/2015
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 12/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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