Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Ann Scott is a financial professional with over 30 years of experience in the industry. Kelly is currently registered with Barclays Capital Inc. and is a Series 99 and SIE licensed professional. Kelly was previously with Lehman Brothers Inc. and Lehman Government Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/08/2012 - Present
Barclays Capital Inc. (SAN FRANCISCO CA)
NY
09/29/1989 - 11/24/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/29/1989 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
09/29/1989 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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