Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Ann Richard is a securities professional with over 20 years of experience in the industry. Kelly currently works as a Registered Representative with Vanderbilt Securities, LLC in the Newburgh, IN office. Previously Kelly Ann held positions with INFINEX INVESTMENTS, INC., INVESTMENT CENTERS OF AMERICA, INC., and H.D. VEST INVESTMENT SERVICES. Kelly Ann has passed the Series 6, Series 63, and SIE exams. Kelly Ann is currently registered to sell securities in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
09/12/2023 - Present
Vanderbilt Securities, LLC (NEWBURGH IN)
IN
11/01/2017 - 09/11/2023
INFINEX INVESTMENTS, INC. (Newburgh IN)
IN
01/22/2016 - 11/01/2017
INVESTMENT CENTERS OF AMERICA, INC. (Newburgh IN)
IN
10/02/2017 - 10/02/2017
INFINEX INVESTMENTS, INC. (Newburgh IN)
IN
07/11/2011 - 10/21/2015
VANDERBILT SECURITIES, LLC (NEWBURGH IN)
IN
10/02/2001 - 07/11/2011
H.D. VEST INVESTMENT SERVICES (NEWBURGH IN)
BC
Issued 07/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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