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Kelly Ann O'Malley

Northern Trust Securities, Inc.

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About Kelly Ann O'Malley

Kelly O'Malley is a financial professional with over 10 years of experience in the industry. Kelly is currently registered with Northern Trust Securities, Inc. and is licensed in 12 states. Kelly has a strong track record of providing financial advice to individuals and businesses. Prior to joining Northern Trust Securities, Kelly worked as a financial advisor at UBS Global Asset Management (US) Inc. Kelly holds several industry certifications, including Series 7, Series 63, and SIE. Kelly is committed to providing her clients with personalized financial advice that meets their specific needs.

Firm Information

Kelly O'Malley is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kelly O'Malley’s Registration & Firm History

IL

01/08/2024 - Present

Northern Trust Securities, Inc. (Chicago IL)

IL

03/27/2013 - 05/29/2015

UBS GLOBAL ASSET MANAGEMENT (US) INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/29/2015

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelly Ann O'Malley.
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