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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Ann Murray is a financial advisor who has been in the industry since 1992. Currently, Kelly is affiliated with Wells Fargo Clearing Services, LLC. Kelly's experience spans several firms including BANC of America Investment Services, Inc. and Wachovia Securities, LLC. Kelly has licenses for securities (Series 6, 7, 10, 24, 26, 53, 63, SIE), and investment advisory (Series 65). Kelly has a strong track record of providing financial advice to individuals, corporations and other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/16/2011 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
CA
07/24/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CONCORD CA)
CA
02/01/2007 - 01/08/2008
WACHOVIA SECURITIES, LLC (SAN LEANDRO CA)
CA
01/25/1990 - 02/01/2007
ATLAS SECURITIES, LLC (SAN LEANDRO CA)
BC
Issued 03/21/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 12/19/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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