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Kelly Ann Keith

Hodes Weill Securities, LLC

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About Kelly Ann Keith

Kelly Ann Keith is a registered representative with Hodes Weill Securities, LLC. Kelly has been in the financial services industry for over a year, passing the Securities Industry Essentials Exam, Series 79TO, and the Uniform Securities Agent State Law Examination. Kelly is currently registered in Colorado and New York.

Firm Information

Kelly Keith is currently registered with Hodes Weill Securities, LLC. Hodes Weill Securities, LLC is a Limited Liability Company formed in December 1999. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelly Keith’s Registration & Firm History

CO

06/09/2020 - Present

Hodes Weill Securities, LLC (Denver CO)

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Licenses & Designations

BC

Issued 06/27/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/09/2020

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2019

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelly Ann Keith.
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