Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Ann Fay is a financial advisor with Equitable Distributors, LLC. Kelly Ann Fay holds FINRA Series 6, 7TO, 63, and 65 licenses. Kelly Ann Fay has been in the financial services industry since June 28, 2016. Kelly Ann Fay was previously employed with UBS FINANCIAL SERVICES INC. and AXA DISTRIBUTORS, LLC. Kelly Ann Fay is registered with FINRA and is licensed in 12 states including Arizona, Colorado, Iowa, Kansas, Minnesota, Missouri, Nebraska, New Mexico, North Dakota, South Dakota, Utah and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/18/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
CO
01/31/2019 - 03/09/2023
UBS FINANCIAL SERVICES INC. (DENVER CO)
NJ
05/26/2016 - 01/04/2019
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
IA
Issued 04/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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