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Kelly Ann Amen

Apollo Global Securities, LLC

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About Kelly Ann Amen

Kelly Ann Amen is a securities professional with experience in the financial services industry. Kelly holds the Series 7, 63, and SIE licenses and has been registered in New York since February 9, 2023. Kelly currently works at Apollo Global Securities, LLC. Kelly previously worked at CREDIT SUISSE SECURITIES (USA) LLC from August 5, 2019, to February 14, 2023.

Firm Information

Kelly Amen is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelly Amen’s Registration & Firm History

NY

02/09/2023 - Present

Apollo Global Securities, LLC (New York NY)

NY

08/05/2019 - 02/14/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/09/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelly Ann Amen.
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