Unclaimed
Kelly Ann Amen is a securities professional with experience in the financial services industry. Kelly holds the Series 7, 63, and SIE licenses and has been registered in New York since February 9, 2023. Kelly currently works at Apollo Global Securities, LLC. Kelly previously worked at CREDIT SUISSE SECURITIES (USA) LLC from August 5, 2019, to February 14, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
08/05/2019 - 02/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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