Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Anderson is an experienced financial professional with over 25 years in the industry. Kelly is currently a Registered Representative with Raymond James & Associates, Inc., where Kelly provides a range of financial services, including investment advisory, portfolio management, and financial planning. Kelly has a strong background in the industry, having held previous roles with several prominent firms, including Morgan Stanley, Goldman Sachs & Co., and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (Saratoga Springs NY)
NJ
08/24/2017 - 07/18/2019
MORGAN STANLEY (MORRISTOWN NJ)
NY
09/14/2007 - 05/10/2017
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/14/2007 - 04/25/2017
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
NY
01/01/2005 - 08/13/2007
HSBC SECURITIES (USA) INC. (JAMESTOWN NY)
NY
06/28/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
OH
01/08/2001 - 04/19/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
09/25/2000 - 01/11/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
10/21/1999 - 10/17/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
MA
10/10/1994 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
CT
10/19/1993 - 09/26/1994
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 12/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2003
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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