Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Allgaier is a financial professional with over 25 years of experience in the industry. Kelly has held various roles at prominent firms, including Bofa Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc., gaining a comprehensive understanding of the financial markets. Kelly's expertise covers a wide range of areas, including securities, municipal securities, and options, as demonstrated by their licenses and certifications. Kelly is currently associated with Bofa Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc., where they continue to provide clients with expert guidance and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
10/03/2018 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
NY
10/07/1997 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
04/03/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 03/08/2016
Series 4 - Registered Options Principal Examination
BC
Issued 01/15/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1997
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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