Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Allen Murdock is a financial professional with over 20 years of experience in the industry. Kelly has a strong background in both securities and investment advisory services, working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Kelly is currently registered with Stifel, Nicolaus & Company, Inc. in Utah, where Kelly focuses on providing investment advice and portfolio management services. Before joining Stifel, Nicolaus & Company, Inc. Kelly was employed by George K. Baum & Company, RBC Capital Markets, LLC, Wells Fargo Securities, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Institutional Securities, LLC, First Security Van Kasper, Inc., First Security Capital Markets, Inc., and First Security Investor Services, Inc. Kelly holds a variety of licenses and certifications, including the Series 7, 24, 50, 52, 53, 63, 79TO, and SIE exams. Kelly is committed to providing clients with personalized financial guidance and investment strategies tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
09/27/2019 - Present
Stifel, Nicolaus & Company, Inc. (SALT LAKE CITY UT)
UT
04/28/2017 - 09/27/2019
GEORGE K. BAUM & COMPANY (SALT LAKE CITY UT)
UT
04/22/2013 - 03/22/2017
RBC CAPITAL MARKETS, LLC (SALT LAKE CITY UT)
UT
11/06/2009 - 01/03/2013
WELLS FARGO SECURITIES, LLC (SALT LAKE CITY UT)
UT
10/26/2000 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (SALT LAKE CITY UT)
UT
05/23/2008 - 11/04/2009
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SALT LAKE CITY UT)
CA
07/01/1999 - 12/20/2000
FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)
UT
03/06/1998 - 07/01/1999
FIRST SECURITY CAPITAL MARKETS, INC. (SALT LAKE CITY UT)
UT
10/10/1997 - 03/06/1998
FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)
BC
Issued 02/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/02/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1989
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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