Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Alexander is a financial advisor at Morgan Stanley. Kelly has been in the financial services industry since 1989. Kelly has a Series 6, 7, 63 and 65 licenses. Kelly has experience at other firms including E*TRADE SECURITIES LLC, TD AMERITRADE, INC., CHARLES SCHWAB & CO., INC., MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., BEAR, STEARNS & CO. INC., THE DREYFUS SERVICE CORPORATION and GRIFFIN FINANCIAL SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/05/2023 - Present
Morgan Stanley (Los Angeles CA)
CA
05/25/2018 - 09/05/2023
E*TRADE SECURITIES LLC (Menlo Park CA)
CA
01/06/2016 - 05/22/2018
TD AMERITRADE, INC. (BEVERLY HILLS CA)
CA
01/24/2013 - 01/27/2015
CHARLES SCHWAB & CO., INC. (LOS ANGELES CA)
CA
06/01/2009 - 01/23/2013
MORGAN STANLEY (SHERMAN OAKS CA)
CA
10/05/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHERMAN OAKS CA)
NY
07/20/1995 - 10/03/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/02/1993 - 04/05/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
06/03/1992 - 05/15/1993
GRIFFIN FINANCIAL SERVICES
RI
05/12/1989 - 05/14/1992
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 12/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1990
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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