Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Albert Rushing is a financial advisor with over 20 years of experience in the financial services industry. Kelly is currently registered with U.S. Capital Wealth Advisors, LLC, and is licensed in 20 states, including Texas. Kelly has held positions with several financial institutions, including UBS Financial Services Inc., J.C. Bradford & Co., Salomon Smith Barney Inc., Shearson Lehman Brothers Inc., Schneider, Bernet & Hickman, Inc., Loeb Partners, Loeb Rhoades & Co. Inc., and Kidder, Peabody & Co., Incorporated. Kelly has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Kelly specializes in portfolio management, financial planning, and pension consulting. Kelly is also a registered representative of USCA Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
NJ
08/14/2000 - 07/06/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/27/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
03/13/1989 - 04/01/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
01/27/1984 - 03/21/1989
SHEARSON LEHMAN BROTHERS INC.
NA
06/25/1979 - 01/31/1984
SCHNEIDER, BERNET & HICKMAN, INC.
NA
01/18/1978 - 08/03/1979
LOEB PARTNERS
NA
01/04/1977 - 01/18/1978
LOEB RHOADES & CO. INC.
NA
05/29/1975 - 01/04/1977
LOEB, RHOADES & CO. INC.
NA
01/12/1972 - 05/30/1975
KIDDER, PEABODY & CO., INCORPORATED
BC
Issued 04/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1980
Series 4 - Registered Options Principal Examination
BC
Issued 08/25/1978
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/05/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/12/1972
Series 000 - General Securities Principal Examination
BC
Issued 01/04/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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