Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Thomas is a financial advisor with Empower Financial Services, Inc. Kelly has been in the financial services industry since 1999. Kelly holds the Series 6, 7, 24, 26, 63 and SIE licenses and is registered with FINRA and 52 states. Kelly is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO. Previously, Kelly was registered with OppenheimerFunds Distributor, Inc. in Centennial, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/14/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
09/16/2014 - 06/21/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
08/26/1988 - 11/14/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 04/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 04/06/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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