Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Roberts is a financial advisor with Seaport Global Securities LLC. Kelly has been in the financial services industry since 1995. Kelly is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, Series 99TO, and SIE licenses. Kelly is registered in 52 states and the District of Columbia. Previously, Kelly worked at CREDIT SUISSE SECURITIES (USA) LLC and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/11/2024 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
01/17/2003 - 04/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
09/07/1995 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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