Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Reey is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kelly has been in the securities industry since October 18, 1996. Kelly has passed several industry exams including Series 6, 7, and 66 and is currently registered with the Financial Industry Regulatory Authority (FINRA). Kelly has also been registered in the state of Rhode Island as an investment advisor representative since November 19, 2020. Kelly's work history includes previous roles at Putnam Retail Management Limited Partnership, Manning & Napier Investor Services, Inc., Invesco Distributors, Inc., Kemper Distributors, Inc., and Kemper Financial Services, Inc. Kelly's previous positions include various financial services roles such as advisor and representative. Kelly is also registered with the state of Texas as an investment advisor representative since January 13, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
01/13/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
MA
04/05/2013 - 11/16/2017
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
09/14/2011 - 03/20/2013
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
TX
04/12/2001 - 09/12/2011
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IL
02/01/1995 - 04/24/2001
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
06/02/1994 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
BOTH
Issued 11/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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