linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kelly A Pestka

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kelly? Claim Your Profile

About Kelly A Pestka

Kelly Pestka is a registered representative of Northwestern Mutual Investment Services, LLC, located in Cedar Rapids, IA. Kelly has been in the securities industry since August 19, 2003. Kelly has Series 63, 66, 7, 9, 10 and SIE registrations. Kelly is also a Registered Representative and Investment Advisor Representative. Kelly is a multi-level marketer for Arbonne and a 50% owner of Pestka Rentals LLC.

Firm Information

Kelly Pestka is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

401 1st St SE Ste 401

Cedar Rapids, IA 52401

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kelly Pestka’s Registration & Firm History

IA

09/06/2005 - Present

Northwestern Mutual Investment Services, LLC (Cedar Rapids IA)

Not sure if Kelly A Pestka is right for you?

Licenses & Designations

BOTH

Issued 8/31/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 1/10/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/13/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/19/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelly A Pestka.
Not sure if Kelly A Pestka is right for you?