Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly A. Pestka is a financial advisor at Northwestern Mutual Investment Services, LLC. Kelly has been in the financial industry for 20 years. Kelly has a Series 7, Series 9, Series 10, Series 63, and Series 66 license. Kelly is registered with the state of Iowa. Kelly is also a licensed insurance agent. Kelly has experience in providing investment research, referrals to other advisors, and portfolio management for individuals. Kelly is based in Cedar Rapids, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
09/06/2005 - Present
Northwestern Mutual Investment Services, LLC (Cedar Rapids IA)
BOTH
Issued 08/31/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/13/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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