Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly A. Epstein is a financial advisor who has been in the industry for over 30 years. Kelly is registered with J.P. Morgan Securities LLC and holds Series 7, 31, and 63 licenses, along with the SIE. Kelly is also a registered Investment Advisor in Illinois and Texas. Kelly has worked with a range of clients including high-net-worth individuals, corporations, insurance companies, and charitable organizations. Kelly has prior experience with American Express Financial Advisors, IDS Life Insurance Company, and Dean Witter Reynolds. Kelly is a Director for the Western Golf Association/Evans Scholarship Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
01/09/2021 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
NY
07/06/1994 - 09/09/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
08/17/1992 - 07/06/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/17/1992 - 07/06/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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