Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kellie? Claim Your ProfileKellie Carroll is a financial advisor who has been working in the financial services industry since 2003. Kellie is currently registered with Truist Advisory Services, Inc. as an Investment Advisor Representative in Louisiana, North Carolina, and Texas. Kellie also has a previous affiliation with BB&T Securities, LLC, Wells Fargo Clearing Services, LLC and BB&T Investment Services, Inc.. Kellie holds the Series 6, 7, 63, and 66 licenses. Kellie is a Certified Financial Planner and specializes in providing investment advice to individuals, corporations and other businesses. Kellie provides financial planning services and portfolio management services and works with clients in states such as California, Colorado, Connecticut, Florida, Georgia, Illinois, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/15/2021 - Present
Truist Advisory Services, Inc. (CHARLOTTE NC)
VA
01/30/2017 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
05/29/2013 - 02/03/2017
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
11/10/2005 - 05/29/2013
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
08/13/2003 - 11/10/2005
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
07/14/2003 - 08/05/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 06/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/12/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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