Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kellie? Claim Your ProfileKellie Thompson is an Investment Advisor Representative at Steward Partners Investment Advisory, LLC, working in the Mobile, AL office. Kellie has been in the financial industry for over 20 years. She is licensed to sell securities in 18 states and holds a Series 7 and Series 66 license, in addition to the SIE exam. Her previous roles included working at Wells Fargo Clearing Services, LLC, and Legg Mason Wood Walker, Incorporated. Kellie specializes in providing financial advice to individuals, corporations, and charitable organizations. Kellie works with clients to develop financial plans, manage investment portfolios, and select other financial advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
02/02/2023 - Present
Steward Partners Investment Advisory, LLC (Mobile AL)
AL
12/09/2005 - 02/09/2023
WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)
MD
02/20/2002 - 01/05/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 05/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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