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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelli? Claim Your ProfileKelli Newman is a registered representative and investment advisor representative with Commonwealth Financial Network. Kelli Newman has been in the financial services industry since January 2008. Kelli Newman has a Series 7TO, Series 66 and SIE. Kelli Newman is registered in Kentucky, Ohio, North Carolina, and California. Kelli Newman has a branch office location in Lexington, KY. Kelli Newman also has a private entity to facilitate insurance business. Kelli Newman specializes in Financial Planning, Retirement Planning, College Planning, and Insurance. Kelli Newman has experience working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Kelli Newman's firm is Commonwealth Financial Network, a registered investment advisor. Commonwealth Financial Network is a national financial services firm with over 3,300 advisors and $177 billion in assets under management. Kelli Newman is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
06/03/2024 - Present
Commonwealth Financial Network (Lexington KY)
KY
10/10/2022 - 06/13/2024
LPL FINANCIAL LLC (LEXINGTON KY)
BOTH
Issued 12/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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