Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelli? Claim Your ProfileKelli Mason Bowles is an investment advisor representative at Robert W. Baird & Co. Inc. in Sarasota, FL. Kelli has been working in the financial services industry since 1999 and has experience with a variety of firms, including Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and PaineWebber Incorporated. Kelli is licensed to provide investment advice in Florida and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
FL
05/16/2018 - Present
Robert W. Baird & Co. Inc. (Sarasota FL)
FL
10/11/2017 - 05/14/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SARASOTA FL)
FL
01/22/2010 - 02/27/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SARASOTA FL)
FL
05/20/2005 - 01/28/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
NY
05/09/2000 - 06/17/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/18/1997 - 05/22/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/01/1996 - 04/03/1997
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
NY
10/11/1994 - 06/21/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/24/1994 - 09/02/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
10/06/1993 - 11/26/1993
KASHNER DAVIDSON SECURITIES CORPORATION (SARASOTA FL)
BOTH
Issued 11/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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