Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelli? Claim Your ProfileKelli Marie Thurmond has been in the financial services industry since 2006. Kelli Thurmond currently works at Charles Schwab & CO., Inc. and is registered to provide investment advice in Arizona and California. Previously, Kelli Thurmond worked at USAA FINANCIAL ADVISORS, INC. and CUNA BROKERAGE SERVICES, INC. Kelli Thurmond holds the Series 6, 7, 10, 24, 51, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/13/2019 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
12/12/2007 - 11/16/2017
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
08/14/2006 - 10/11/2007
CUNA BROKERAGE SERVICES, INC. (PHOENIX AZ)
IA
Issued 08/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/30/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 11/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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