Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelli? Claim Your ProfileKelli Stiles is a financial professional with over 20 years of experience in the industry. Kelli is currently registered with Northwestern Mutual Investment Services, LLC. Prior to that, Kelli was registered with firms such as LPL Financial LLC, MML Investors Services, LLC, and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
11/15/2022 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
CA
03/16/2018 - 03/30/2022
LPL FINANCIAL LLC (SAN DIEGO CA)
AZ
03/25/2017 - 01/22/2018
MML INVESTORS SERVICES, LLC (TEMPE AZ)
AZ
04/22/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
TX
12/03/2014 - 04/28/2015
NYLIFE SECURITIES LLC (ADDISON TX)
AZ
03/03/2014 - 07/22/2014
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
CA
05/20/2013 - 12/09/2013
EDWARD JONES (GRANADA HILLS CA)
NY
05/04/2011 - 06/12/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
AZ
02/01/2011 - 03/15/2011
SECURITIES SERVICE NETWORK, INC. (SCOTTSDALE AZ)
AZ
04/13/2009 - 08/27/2010
HARTFORD EQUITY SALES COMPANY INC. (SCOTTSDALE AZ)
NY
05/30/2007 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
09/19/2002 - 05/18/2007
HARTFORD EQUITY SALES COMPANY INC. (SCOTTSDALE AZ)
CA
03/22/2002 - 07/02/2002
INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)
MA
07/24/2001 - 02/08/2002
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
AZ
11/08/2000 - 03/09/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
TN
04/21/1999 - 09/30/1999
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
AZ
08/20/1996 - 03/04/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
10/25/1994 - 09/30/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
BOTH
Issued 06/06/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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