linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kelli Diane Martin

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kelli? Claim Your Profile

About Kelli Diane Martin

Kelli Martin is a financial advisor with Charles Schwab & CO., Inc. Kelli has been working in the financial services industry since 2013. Kelli is registered with the Securities and Exchange Commission as an Investment Adviser Representative and holds Series 63, 66, 7, 9, 10, and SIE licenses. Kelli has experience working with clients from a variety of backgrounds and has a strong understanding of the financial markets. Kelli is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Kelli Martin is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kelli Martin’s Registration & Firm History

CA

10/06/2021 - Present

Charles Schwab & CO., Inc. (Seal Beach CA)

CA

02/27/2023 - 05/19/2024

TD AMERITRADE, INC. (Seal Beach CA)

CA

01/09/2013 - 09/09/2021

FIDELITY BROKERAGE SERVICES LLC (IRVINE CA)

Not sure if Kelli Diane Martin is right for you?

Licenses & Designations

BOTH

Issued 11/03/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/05/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/27/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kelli Diane Martin.
Not sure if Kelli Diane Martin is right for you?