Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelli? Claim Your ProfileKelli Anne Kandow is a registered representative with Smbc Nikko Securities America, Inc.. Kelli has been in the securities industry since 2008. Kelli has passed the Series 7, Series 63 and SIE exams. Kelli is currently registered in 51 states. Kelli has been associated with Smbc Nikko Securities America, Inc. since 2019, and previously worked at Citigroup Global Markets Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/25/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/06/2008 - 08/29/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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