Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelley? Claim Your ProfileKelley Park has been in the financial services industry since 1999. Kelley is currently registered with Charles Schwab & CO., Inc. and has also worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Pruco Securities, LLC., GB Investment Securities, Inc., Citigroup Global Markets Inc., and MONY Securities Corporation. Kelley is licensed in several states and is a Series 7, Series 6, Series 63, Series 65, Series 26 and Series 51 licensed individual. Kelley specializes in providing investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
WA
08/31/2021 - Present
Charles Schwab & CO., Inc. (Tacoma WA)
WA
06/14/2017 - 07/13/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TACOMA WA)
CA
06/24/2010 - 02/25/2016
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
CA
11/03/2009 - 06/15/2010
GB INVESTMENT SECURITIES, INC. (LOS ANGELES CA)
CA
09/15/2005 - 10/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
NY
03/13/2002 - 09/19/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/17/1997 - 03/05/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 04/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/19/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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