Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelley? Claim Your ProfileKelley Mei Lin Yoshie Tom is a financial advisor with over 14 years of experience in the financial services industry. Kelley is currently registered with Osaic Wealth, Inc. and has previously been registered with MML Investors Services, LLC, MSI Financial Services, Inc., LPL Financial LLC, UVEST Financial Services Group, Inc., and Signator Investors, Inc. Kelley holds the Series 6, 7, 63 and 65 licenses, as well as the SIE exam. Kelley has a CFP designation. Kelley provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Kelley has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
01/22/2019 - Present
Osaic Wealth, Inc. (HONOLULU HI)
HI
03/25/2017 - 02/01/2019
MML INVESTORS SERVICES, LLC (HONOLULU HI)
HI
01/12/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
07/05/2011 - 01/25/2016
LPL FINANCIAL LLC (PEARL CITY HI)
HI
12/21/2010 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (PEARL CITY HI)
HI
12/09/2009 - 12/08/2010
SIGNATOR INVESTORS, INC. (HONOLULU HI)
IA
Issued 12/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/8/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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