Invested Better
Unclaimed

Unclaimed

Unclaimed

Kelley Lee Walker

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kelley? Claim Your Profile

About Kelley Lee Walker

Kelley Lee Walker has been in the financial services industry since October 16, 1995. Kelley is currently registered with Fidelity Brokerage Services LLC. Kelley holds the Series 6, Series 26, Series 63 and SIE licenses and is a licensed investment professional. Prior to joining Fidelity Brokerage Services LLC, Kelley was registered with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services, Inc.

Firm Information

Kelley Walker is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kelley Walker’s Registration & Firm History

KY

03/11/2008 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

RI

02/23/1995 - 04/13/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

11/19/1993 - 02/22/1995

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

Not sure if Kelley Lee Walker is right for you?

Licenses & Designations

BC

Issued 10/27/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelley Lee Walker.
Not sure if Kelley Lee Walker is right for you?