Unclaimed
Kelley Lee Walker has been in the financial services industry since October 16, 1995. Kelley is currently registered with Fidelity Brokerage Services LLC. Kelley holds the Series 6, Series 26, Series 63 and SIE licenses and is a licensed investment professional. Prior to joining Fidelity Brokerage Services LLC, Kelley was registered with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
03/11/2008 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
RI
02/23/1995 - 04/13/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
11/19/1993 - 02/22/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 10/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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