Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelley? Claim Your ProfileKelley Jean Peterson is a securities professional with over 29 years of experience in the financial services industry. Kelley has been with BCI Securities, Inc. since 2014 and has held previous positions with CREDICORP SECURITIES, INC. and LEGEND EQUITIES CORPORATION. Kelley is a registered representative with FINRA and holds licenses for Series 7, Series 24, Series 53, Series 63 and Series 65 exams. Kelley is also a registered investment advisor and has the ability to provide investment advice to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/16/2014 - Present
BCI Securities, Inc. (MIAMI FL)
FL
02/07/2003 - 04/25/2013
CREDICORP SECURITIES, INC. (CORAL GABLES FL)
FL
03/09/2000 - 07/11/2002
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
FL
01/01/1994 - 03/08/2000
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
FL
08/20/1996 - 07/09/1999
LEGEND INVESTMENT MANAGEMENT INC. (PALM BEACH GARDENS FL)
FL
10/30/1992 - 01/01/1994
LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)
IA
Issued 06/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/18/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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