Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelley? Claim Your ProfileKelley J. Braaksma is a financial advisor with Osaic Wealth, Inc. based in Carlsbad, California. Kelley has been in the financial services industry since 2003 and has a strong track record of providing financial advice to individuals and families. Kelley has a wide range of experience in financial planning, investment management, and retirement planning. Kelley holds the Series 7, 63, and 66 licenses. Kelley is committed to providing clients with personalized financial advice that meets their individual needs and goals. Prior to joining Osaic Wealth, Inc., Kelley was a financial advisor with SAGEPOINT FINANCIAL, INC. for over 13 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/26/2024 - Present
Osaic Wealth, Inc. (Carlsbad CA)
CA
03/19/2010 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (Carlsbad CA)
BOTH
Issued 02/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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