Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelley? Claim Your ProfileKelley Elizabeth Werner is a financial advisor with over 30 years of experience in the financial services industry. Kelley has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2011. Prior to that, Kelley worked for Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS PaineWebber Inc., PaineWebber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kelley holds Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
06/06/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (INDIANAPOLIS IN)
IN
06/01/2009 - 06/08/2011
MORGAN STANLEY SMITH BARNEY (INDIANAPOLIS IN)
IN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (INDIANAPOLIS IN)
IN
10/23/2001 - 04/02/2007
MORGAN STANLEY DW INC. (INDIANAPOLIS IN)
NJ
06/16/2000 - 10/04/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/13/1999 - 06/14/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
06/23/1994 - 06/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/04/1993 - 06/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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