Unclaimed
Kelley Elizabeth McSparren is a registered representative with Fidelity Brokerage Services LLC. Kelley Elizabeth McSparren is registered to offer securities in 53 states, including Rhode Island where Kelley Elizabeth McSparren is currently located. Kelley Elizabeth McSparren passed the General Securities Representative Examination (Series 7TO), Securities Industry Essentials Examination (SIE), and Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/23/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 09/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/06/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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