Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelley? Claim Your ProfileKelley Barr Moore is a financial professional with over 20 years of experience in the securities industry. Kelley currently holds a Series 7, Series 63, and Series 66 license. Kelley is currently registered with Vanguard Marketing Corp. and is licensed in all 50 states. Prior to joining Vanguard Marketing Corp., Kelley was with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/20/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NY
12/10/2003 - 10/19/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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