Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kellen? Claim Your ProfileKellen Yeager is a financial professional with experience in the industry since 2018. Currently registered with Wells Fargo Securities, LLC, Kellen has also held previous positions at REGIONS SECURITIES LLC and HOULIHAN LOKEY CAPITAL, INC.. Kellen holds multiple industry licenses, including Series 7, Series 63, Series 79, Series 22, Series 82, Series 6, Series 99 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/16/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
08/09/2021 - 03/31/2023
REGIONS SECURITIES LLC (Charlotte NC)
NY
11/04/2019 - 07/29/2021
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
NC
09/19/2018 - 09/18/2019
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/16/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 05/16/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 11/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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