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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kellen? Claim Your ProfileKellen A. Peet is an investment advisor representative at Morgan Stanley. Kellen has been in the industry for more than 20 years. Kellen holds Series 63 and Series 65 licenses as well as the SIE and Series 7TO exams. Kellen is registered in multiple states. Kellen has experience working for Northwestern Mutual Investment Services, LLC. Kellen specializes in providing financial planning, asset allocation advice, and portfolio management services to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/12/2021 - Present
Morgan Stanley (Los Angeles CA)
CA
08/07/2020 - 12/22/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Santa Monica CA)
IA
Issued 09/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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