Unclaimed
Kelena Schaub is a financial advisor with Empower Financial Services, Inc. based in Andover, MA. Kelena is a registered representative with Series 6, 7TO, 26 and 63 licenses. Kelena has previously worked with Fidelity Brokerage Services LLC, Northwestern Mutual Investment Services, LLC, and OppenheimerFunds Distributor, Inc. Kelena has been in the financial services industry since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/17/2021 - Present
Empower Financial Services, Inc. (ANDOVER MA)
CO
09/28/2020 - 01/29/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
05/20/2019 - 03/04/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)
CO
06/15/2015 - 04/16/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 09/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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