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Kelena Schaub

Empower Financial Services, Inc.

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About Kelena Schaub

Kelena Schaub is a financial advisor with Empower Financial Services, Inc. based in Andover, MA. Kelena is a registered representative with Series 6, 7TO, 26 and 63 licenses. Kelena has previously worked with Fidelity Brokerage Services LLC, Northwestern Mutual Investment Services, LLC, and OppenheimerFunds Distributor, Inc. Kelena has been in the financial services industry since 2016.

Firm Information

Kelena Schaub is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelena Schaub’s Registration & Firm History

MA

02/17/2021 - Present

Empower Financial Services, Inc. (ANDOVER MA)

CO

09/28/2020 - 01/29/2021

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

CO

05/20/2019 - 03/04/2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)

CO

06/15/2015 - 04/16/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

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Licenses & Designations

BC

Issued 09/26/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/28/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelena Schaub.
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