Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Petzold is a financial advisor with over 25 years of experience in the industry. He is currently registered with Lightspeed Financial Services Group LLC. Before that, Keith worked for various financial institutions, including Lightspeed Trading, LLC, Sterling Software Services, Inc., Terra Nova Financial, LLC, NobleTrading.com, Inc., Integrity Trading, Inc., Schonfeld Securities, LLC, HD Brous & Co., Inc., Prudential Securities Incorporated, and Nathan & Lewis Securities, Inc. Keith holds various licenses, including Series 7, 63, 24, 10, 9, 53, 4, 14, 52TO, 99TO, and SIE. He is registered in the state of New York as a Broker-Dealer. Keith Petzold is a knowledgeable and experienced financial advisor who can help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/01/2018 - Present
Lightspeed Financial Services Group LLC (MORRISTOWN NJ)
NY
03/21/2005 - 05/15/2018
LIGHTSPEED TRADING, LLC (JERICHO NY)
IL
07/09/2015 - 05/11/2018
STERLING SOFTWARE SERVICES, INC. (CHICAGO IL)
NY
10/26/2010 - 12/03/2010
TERRA NOVA FINANCIAL, LLC (NEW YORK NY)
NY
03/25/2010 - 06/08/2010
NOBLETRADING.COM, INC. (NEW YORK NY)
NY
01/17/2008 - 07/22/2008
INTEGRITY TRADING, INC. (NEW YORK NY)
NY
03/21/2005 - 04/04/2007
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
09/07/1999 - 03/15/2005
HD BROUS & CO., INC. (GREAT NECK NY)
NY
06/08/1998 - 06/29/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/26/1997 - 05/20/1998
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 05/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/01/2002
Series 4 - Registered Options Principal Examination
BC
Issued 11/08/2001
Series 14 - Compliance Officer Examination
BC
Issued 01/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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