Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith William Juengerkes is an investment advisor representative at Wells Fargo Clearing Services, LLC. Keith has been working in the financial industry since June 18, 1998. Keith holds FINRA Series 7, 9, 10, 24, 63, 65, and 66 securities licenses. Keith has worked for several financial institutions including J.P. Morgan Securities LLC, Chase Investment Services Corp., Morgan Stanley & Co., Incorporated, Wachovia Securities, LLC, and Bear, Stearns Securities Corp. Keith specializes in providing financial and investment planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/23/2021 - Present
Wells Fargo Clearing Services, LLC (MELVILLE NY)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (EAST NORWICH NY)
NY
04/09/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EAST NORWICH NY)
NY
09/08/2008 - 08/05/2009
NEW CASTLE FINANCIAL SERVICES LLC (NEW YORK NY)
NY
07/12/2007 - 10/30/2007
MORGAN STANLEY & CO., INCORPORATED (MELVILLE NY)
NY
03/14/2005 - 07/02/2007
WACHOVIA SECURITIES, LLC (MANHASSET NY)
IL
07/18/2003 - 03/22/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
07/05/2002 - 04/30/2003
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
04/03/2000 - 04/30/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NE
10/31/1995 - 03/24/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
08/30/1994 - 05/03/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
03/29/1994 - 09/06/1994
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 02/12/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 06/14/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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