Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Patterson is a financial advisor with over 30 years of experience in the industry. Keith has held positions with several firms including Merrill Lynch, Dean Witter Reynolds, Salomon Smith Barney, UBS Paine Webber, and Linsco/Private Ledger. Keith is currently registered as a Registered Representative and Investment Advisor Representative with Avantax Advisory Services. Keith has held Series 7, 24, 51 and 63 licenses. Keith is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/07/2020 - Present
Avantax Advisory Services (Sugar Land TX)
TX
07/17/2020 - 10/09/2020
SECURITIES AMERICA, INC. (SUGARLAND TX)
TX
01/05/2012 - 07/17/2020
INVESTACORP, INC. (SUGARLAND TX)
TX
04/13/2011 - 12/31/2011
GENEOS WEALTH MANAGEMENT, INC. (SUGAR LAND TX)
TX
08/01/2006 - 04/18/2011
NEXT FINANCIAL GROUP, INC. (SUGARLAND TX)
TX
10/07/2002 - 07/31/2006
LINSCO/PRIVATE LEDGER CORP. (HOUSTON TX)
NJ
09/03/1999 - 10/22/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/14/1994 - 09/13/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/27/1992 - 11/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/17/1991 - 05/11/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 06/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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