Unclaimed
Keith Wayne Kmiec is a registered investment advisor representative with Gradient Securities, LLC, and has been in the industry since October 1, 2008. Keith has experience working with high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, and individuals other than high-net-worth. Keith's previous experience includes working with Farmers Financial Solutions, LLC, MetLife Securities Inc., and Ameriprise Financial Services, Inc. Keith is also a registered insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
10/04/2023 - Present
Gradient Securities, LLC (ARDEN HILLS MN)
TX
07/05/2013 - 10/11/2021
FARMERS FINANCIAL SOLUTIONS, LLC (AUSTIN TX)
TX
08/10/2006 - 04/02/2013
METLIFE SECURITIES INC. (MIDLAND TX)
TX
08/10/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MIDLAND TX)
TX
06/21/2006 - 07/20/2006
AMERIPRISE FINANCIAL SERVICES, INC. (AUSTIN TX)
BOTH
Issued 07/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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