Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Wayne Keingarsky is a Registered Representative with Samuel A. Ramirez & Company, Inc. Keith has been in the securities industry since 1993 and has experience in a variety of areas. Keith holds a number of licenses and registrations, including Series 6, 7, 9, 10, 52, 53, 79, and 99, as well as the SIE. Keith is registered in 14 states, including California, Florida, Illinois, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/09/2012 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
03/27/2009 - 04/02/2012
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
09/14/2007 - 03/27/2009
DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)
NY
12/09/1993 - 09/18/2007
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NJ
06/15/1990 - 06/29/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/15/1990 - 06/29/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 01/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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