Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Malek is a financial advisor who has been in the industry since 1998. Keith has a variety of experience with different firms, most recently with D.a. Davidson & Co., where Keith has been employed since 2012. Keith is registered as a broker and an investment advisor in multiple states. Keith has a strong background in financial planning, pension consulting, educational seminars, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
02/29/2012 - Present
D.a. Davidson & Co. (SEATTLE WA)
WA
01/03/2011 - 03/01/2012
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
CA
12/08/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
03/10/1999 - 12/12/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
12/18/1998 - 03/02/1999
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
IA
Issued 07/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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