Unclaimed
Keith W. Lewis is a financial professional registered with Wells Fargo Securities, LLC. Keith has been in the securities industry since September 14, 2023, and has passed the Series 63, Series 79TO, and SIE examinations. Keith is registered in North Carolina and is currently affiliated with the Charlotte, NC branch office of Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/15/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 08/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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