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Keith W Barry

Houlihan Lokey Capital, Inc.

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About Keith W Barry

Keith W. Barry is a financial professional who has been active in the securities industry since March 12, 2006. Keith is currently registered with Houlihan Lokey Capital, Inc. and is located in San Francisco, California. Keith has worked with several prominent firms, including WELLS FARGO SECURITIES, LLC, CITIGROUP GLOBAL MARKETS INC., HEALTHPOINTCAPITAL ADVISORS, LLC, and UBS SECURITIES LLC. Keith is licensed to conduct business in California.

Firm Information

Keith Barry is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Barry’s Registration & Firm History

CA

09/17/2020 - Present

Houlihan Lokey Capital, Inc. (San Francisco CA)

CA

11/21/2016 - 08/31/2020

WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)

CA

08/21/2009 - 11/11/2016

CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)

NY

09/19/2006 - 02/06/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/29/2004 - 03/03/2005

HEALTHPOINTCAPITAL ADVISORS, LLC (NEW YORK NY)

NY

01/07/2004 - 04/16/2004

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/09/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith W Barry.
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