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Keith Vincent Freiband

Icapital Markets LLC

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About Keith Vincent Freiband

Keith Vincent Freiband is an investment professional with over 25 years of experience in the financial services industry. Keith is currently registered with Icapital Markets LLC. Before that, Keith worked at Advisors Asset Management, Inc., MML Investors Services, Inc., W.R. Hambrecht + Co., LLC, FISERV Securities, Inc., Wheat, First Securities, Inc., and Olde Discount Corporation. Keith holds FINRA Series 4, 7, 24, 52TO, 53, 63, 79TO, and SIE licenses.

Firm Information

Keith Freiband is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Freiband’s Registration & Firm History

NY

03/22/2021 - Present

Icapital Markets LLC (NEW YORK NY)

NJ

05/04/2009 - 02/23/2021

ADVISORS ASSET MANAGEMENT, INC. (PRINCETON NJ)

PA

12/09/2008 - 05/05/2009

MML INVESTORS SERVICES, INC. (BALA CYNWYD PA)

PA

07/18/2002 - 05/21/2008

W.R. HAMBRECHT + CO., LLC (BERWYN PA)

PA

04/22/1999 - 07/17/2002

FISERV SECURITIES, INC. (PHILADELPHIA PA)

NC

03/04/1997 - 06/15/1998

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

MI

09/28/1994 - 01/14/1997

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 01/03/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/24/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/14/2001

Series 4 - Registered Options Principal Examination

BC

Issued 12/12/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Vincent Freiband.
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