Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Gilbert has over 20 years of experience in the financial industry. Keith Gilbert is a Registered Representative and Investment Advisor Representative. Keith Gilbert is currently registered with LPL Financial LLC. Keith Gilbert has previously been registered with several other firms including CUNA BROKERAGE SERVICES, INC., AMERIPRISE FINANCIAL SERVICES, INC., INVESTMENT PROFESSIONALS, INC., LPL FINANCIAL CORPORATION, MONY SECURITIES CORPORATION, NYLIFE SECURITIES INC., and JOHN HANCOCK DISTRIBUTORS, INC.. Keith Gilbert has passed the Series 6, Series 7, Series 63, Series 66, and SIE exams. Keith Gilbert specializes in providing financial planning, portfolio management, and other consulting services. Keith Gilbert works with a variety of clients including individuals, high-net-worth individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/18/2022 - Present
LPL Financial LLC (Houston TX)
TX
12/05/2018 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Houston TX)
TX
06/22/2018 - 11/21/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Sugar Land TX)
TX
11/16/2015 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (Sugar Land TX)
TX
12/18/2009 - 11/17/2015
CUNA BROKERAGE SERVICES, INC. (HOUSTON TX)
TX
11/12/2004 - 11/13/2009
LPL FINANCIAL CORPORATION (HOUSTON TX)
NY
01/02/2003 - 10/20/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
09/30/1998 - 03/31/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
03/02/1998 - 09/30/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 08/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Keith Gilbert is the right advisor for you? Invested Better is here to help.
