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Keith Tucker

J.p. Morgan Institutional Investments Inc.

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About Keith Tucker

Keith Tucker is a registered representative with J.p. Morgan Institutional Investments Inc. based in New York, NY. Keith has been in the financial industry since 2001. Prior to joining J.p. Morgan Institutional Investments Inc., Keith worked at Goldman Sachs & Co. LLC and OppenheimerFunds Distributor, Inc. Keith holds Series 6, 7, 24 and 63 licenses.

Firm Information

Keith Tucker is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Tucker’s Registration & Firm History

NY

02/12/2024 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

06/07/2012 - 05/12/2023

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

01/16/2001 - 05/22/2012

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

05/04/2000 - 12/14/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/09/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2017

Series 7 - General Securities Representative Examination

BC

Issued 05/03/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Tucker.
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