Unclaimed
Keith Tucker is a registered representative with J.p. Morgan Institutional Investments Inc. based in New York, NY. Keith has been in the financial industry since 2001. Prior to joining J.p. Morgan Institutional Investments Inc., Keith worked at Goldman Sachs & Co. LLC and OppenheimerFunds Distributor, Inc. Keith holds Series 6, 7, 24 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/12/2024 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
06/07/2012 - 05/12/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
01/16/2001 - 05/22/2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
05/04/2000 - 12/14/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 04/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Keith Tucker is the right advisor for you? Invested Better is here to help.