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Keith Tamayo

ING Financial Markets LLC

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About Keith Tamayo

Keith Tamayo is a financial professional with over 16 years of experience in the industry. Keith is currently registered with ING Financial Markets LLC and is licensed to offer securities and investment advice in all 50 states, the District of Columbia, and Puerto Rico. Keith has held previous positions at LLOYDS SECURITIES, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SG AMERICAS SECURITIES, LLC, STORMHARBOUR SECURITIES LP, and MORGAN STANLEY & CO. INCORPORATED. Keith holds the Series 7, Series 24, Series 63, and SIE licenses.

Firm Information

Keith Tamayo is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Tamayo’s Registration & Firm History

NY

01/02/2024 - Present

ING Financial Markets LLC (Laurel Hollow NY)

NY

06/03/2014 - 01/02/2024

LLOYDS SECURITIES (NEW YORK NY)

NY

08/24/2011 - 04/07/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/09/2010 - 08/19/2011

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

10/08/2009 - 02/03/2010

STORMHARBOUR SECURITIES LP (NEW YORK NY)

NY

01/08/2007 - 02/13/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/09/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Keith Tamayo.
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